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Printer-Friendly Last Updated: 1/28/04 TRACE Fees

TRACE is supported by a fee schedule submitted in rule filings to the SEC. Fees are subject to review by the SEC. On January 21, 2004, the SEC announced approval of a permanent fee structure for TRACE and a nine-month pilot program for BTDS professional delayed-time data display fee, effective February 1, 2004, with the pilot fee set to expire October 31, 2004.

• View Federal Register release approving the permanent TRACE fee structure and the 9-month pilot for the delayed-time data display fee. (01/28/04)
  
  
• Permanent Approval of Fees for the Trade Reporting and Compliance Engine (TRACE) (SR-NASD-2003-157) (10/28/03)
  
  
• Proposed Amendment to Delayed Data Fee for the Trade Reporting and Compliance Engine (TRACE) (SR-NASD-2003-133) (08/28/03)
  
  
• Extension on Pilot Basis of NASD Rule 7010(k) Relating to Fees for the Trade Reporting and Compliance Engine (TRACE) (SR-NASD-2003-97) (06/17/03)
  
  
• Proposed Temporary Fee Reductions and Extension on Pilot Basis of NASD Rule 7010(k) Relating to Fees for the Trade Reporting and Compliance Engine (TRACE) (SR-NASD-2003-25) (03/12/03)
  
  
• View Approved Proposal to Increase Dissemination for Over 4,000 TRACE-Eligible Corporate Debt Securities (02/28/03)
  
  
• View letter to TRACE participants regarding the reduction of TRACE-related fees. (12/26/02)
  
  
• Proposed Rule Change and Renewal on Pilot Basis of NASD Rule 7010(k) Relating to Fees for the Trade Reporting and Compliance Engine (TRACE) (12/16/02)
  
  
• NASD Notice to Members 02-81: NASD Reduces Certain TRACE Fees for the 4th Quarter of 2002. The fee changes are effective as of October 1, 2002. (12/09/02)
  
  
• Approved Amendments to NASD Rule 7010(k) Relating to Fees for the Trade Reporting and Compliance Engine (TRACE) (12/03/02)
  
• View Approved TRACE Fees (06/28/02)