Search

Web IR

Home > Regulatory Systems > Web IR
Printer-Friendly Last Updated: 8/21/06 Web Information Request (Web IR)

FINRA member firms need to identify a Primary and Alternate Account Administrator to access and use the new Web Information Request (Web IR) application. Web IR will permit member firms to verify the accuracy of membership and business information and to submit this information electronically to FINRA before a routine examination field work begins. The Account Administrator information needs to be provided using the FINRA Entitlement Forms below. FINRA Entitlement is provided only for the use of FINRA member firms in evaluating regulatory compliance or performing regulatory compliance activities.

Please note: Each member firm must submit a FINRA Member Firm Web Information Request Account Administration Entitlement Form (AAEF) and the FINRA Entitlement Agreement Form (FEA) in order for your firm to access Web IR. The completion of this form is required, and in addition to your firm's entitlement to Web CRD/IARD and Regulation Filing Applications.

• Letter to member firms regarding the implementation of Web IR (PDF 86 KB)
  
  
• FINRA Web Information Request (Web IR) Job Aid (PDF 198 KB)
  
  
• Selecting Your Firm's Web IR Account Administrators
  Provides a brief description of the role and responsibilities of Web IR Account Administrators in order to assist your firm in the selection of its Account Administrators.
  
  
•  FINRA Entitlement Program Forms & Confirmation Packets
  Web IR Entitlement Process, FINRA Entitlement Program Agreement and Terms of User and Forms & Confirmation Packets.
  
  
• What to Expect: Preparing for a FINRA Routine Examination
  For information and guidance regarding preparation for an examination, please view our webcast.
  
  
• Checklist for Organizational Change: Mergers, Acquisitions, and Successions
  This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.
  
  
• Web IR Help File  (PDF 146 KB) 
  
  
• Records Request Help File  (PDF 116 KB) 
  
  
• Business Types and Activities (BTA) Help File  (PDF 3,120 KB)