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FINRA Bookstore Investor Information

Helping to inform and educate investors about securities markets and investing in securities is a role FINRA takes very seriously. These publications and information kits are appropriate for firms to distribute to clients; for educational institutions to use in economics or personal finance classes; and for individual investors to use in expanding their own knowledge of safe, smart investing practices.

 



Investor Alerts
Only available online.

 

Knowledge is the best defense against investment fraud. Reading these Alerts will give you the information you need to protect your money and avoid scams and other investing problems. Before you open your checkbook, educate yourself.

 

Free

  



Investor Glossary of Terms
See online version.

 

This is a convenient guide to financial and securities industry terms.

 

Free *

 



Investment Choices
Only available online.

 

Confused about the variety of investments available and which are right for you? Check them out before you invest. This Web page provides links to the information available on our Investor Education site about a variety of investment vehicles and asset classes.

 

Free

 


 

FINRA BrokerCheck Brochure

See online version.

 

FINRA developed BrokerCheck for investors, and others, to gain convenient access to information about their broker. This brochure helps to answer some questions about this program.

 

Free *

 



Smart Saving for College
See online listing.

 

If you have kids, you want a college education for them. But do you know how much college costs? Do you know how much you need to save? Do you know the many different tax-advantaged ways to save for college? This guide will help to answer these questions and give you the information you need to save and invest wisely for college.

 

Free **

 



Other Online Investor Publications
See online listing.

 

FINRA regularly produces publications and notices of interest to investors and other constituents. View a list of these online publications located on our Web Site.

 

Free *

 



* Free to individual investors; there may be a fee for bulk requests from members, regulators, and others.
** Charge for bulk orders. Please contact us for more details.