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Complete List of FINRA Publications

The following is a complete list of publications available from FINRA MediaSource.

Print out the FINRA Bookstore order form for easy ordering.

Title			Price
Arbitration Procedures			$ 1.00 also available online
Arbitrator Training Manuals
	Participant's Guides
		• Panel Member Participant's Guide	$15.00
Arbitrator's Manual			$ 1.00 also available online
Broker-Dealer Firm User’s Manual			$89.50 also available online
Code of Arbitration Procedure			$ 1.00 also available online
Continuing Education Brochure (pack of 25)			$ 8.75 also available online (PDF 84 KB)
Forms			Varies also available online
Investment Options			only available online
Investor Alerts			only available online
Investor Brochure Series in Spanish (Folleto en Español)			Free * also available online
Investor Glossary of Terms			Free * also available online
Mediation Rules			$ 1.00 also available online
Member Alerts			only available online
Member Updates			only available online
Miscellaneous
	Fingerprint Cards (set of 25)		$ 5.00
	Securities Investor Protection Corporation (SIPC) Products
		• SIPC Brochure (pack of 25)	$15.00
		• SIPC Dual Purpose Sign (9 x 6)	$10.00
		• SIPC Dual Window Decal (3 x 5)	$ 7.00
		• Window Decal (5 x 7)	$ 9.00
NASD Manual
	Soft cover
	Member price (limit: one per FINRA registered branch)		$10.00 also available online
	Non-member price		$29.95 also available online
	Binder only (members only)		$25.00
	Contents only (members only)		$35.00
	Binder and contents (members only)		$45.00
	1-year subscription (binder, contents and updating services; members only)		$125.00
FINRA BrokerCheck Brochure			Free * also available online
FINRA Mediation: An Alternate Path to Resolving Securities Disputes			$ 1.00 also available online
FINRA Membership Kit			$60.00
NASD Notices to Members
	Executive Reps entitled to one annual subscription		$15.00 also available online
	Additional annual subscription		$225.00
	Bound volume (single year)		$100.00
	Bound Volumes (10 year set; 1990 - 1999)		$500.00
FINRA Sanction Guidelines			only available online
The Neutral Corner
	Single issue		$10.00 also available online
Other Online Dispute Resolution Information			Varies also available online
Other Online Investor Publications			Varies also available online
Other Online FINRA Publications			Varies also available online
Quarterly Disciplinary Update			Free also available online
Registered Representatives and Other Securities Industry Professionals—Testing/Training; Roles and Responsibilities Brochure			Free also available online
Regulatory & Compliance Alert			only available online ***
Securities Arbitration Reform (Ruder Report)			$15.00
Smart Saving for College - Better Buy Degrees Brochure			Free ** also available online

* Free to individual investors; there may be a fee for bulk requests from members, regulators, and others.

** Charge for bulk orders. Please contact us for more details.

*** Publication of the Regulatory & Compliance Alert was discontinued in 2003, but back issues of RCA remain available online.