|
|
 |
|
|
Last Updated: 1/5/05
Member-Related Links |
Please note that in following these links you will be leaving the FINRA Web site.
Associations:
Securities Industry FInancial Markets Association
Association for Investment Management and Research
North American Securities Administrators Association, Inc.
Certified Financial Planner Board of Standards, Inc.
National Futures Association
Financial Planning Association
National Association of Investment Professionals
Investment Company Institute
National Association of Independent Broker Dealers
Government:
The Office of Foreign Assets Control of the U.S. Department of the Treasury
Foreign Assets Control Regulations for the Securities Industry (PDF 40 KB)
Master List of Specially Designated Nationals and Blocked Persons
Bureau of the Public Debt: Government Securities Market Regulation
Other securities-related:
National Securities Clearing Corporation
Nasdaq Trader
|
