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Printer-Friendly Last Updated: 3/27/08 Resources

FINRA provides a number of resources for the securities industry and FINRA member firms.

Audience Pages

Important information and links gathered into one place for:

• Brokers
• Firms
• Small Firms
• Regulators

Automatic 401(k) Resource 
Retirement Made Simpler brings together FINRA, AARP and the Retirement Security Project to support broker-dealers and other companies that want to help their employees save more for retirement through automatic 401(k) plans. Visit www.retirementmadesimpler.org. Read the News Release.

Calendar and Events
FINRA hosts a number of educational conferences and events. Also view the FINRA holiday schedule. 

Compliance Tools
Online resources to help firms manage and meet regulatory responsibilities
 

Glossary of Terms
Commonly used terms on this site and in our industry.

Industry Links
Links to related Web sites, including state securities regulators, regulatory contacts, international regulators, and investor-related links.

FINRA Coordinator Program

FINRA has assigned a dedicated point of contact to each firm to address your questions on such topics as rules, filing deadlines and compliance resources.

Publications/FINRA Bookstore
FINRA offers publications online for free and in print available for purchase.

Member Benefits

Learn about special offers and other benefits available to member firms and their employees.