HomeRules & RegulationEnforcementEducation & ProgramsRegulatory SystemsArbitration & MediationInvestor Information
FINRA Rules | Notices | Rule Filings | Member Alerts | Publications & Guidance | Issue Center | Compliance Tools
spacer image
spacer image
spacer image spacer image spacer image spacer image spacer image spacer image spacer image spacer image spacer image
 
Search
Powered by Google

Notices

spacer image LOGO

NASD Notice to Members 97-61 - September 1997

SOES Tier Size Levels Set to Change October 1, 1997

Executive Summary

Effective October 1, 1997, tier sizes for 537 Nasdaq National Market®
securities will be revised in accordance with NASD® Rule 4710(g).

 

For more information, please contact Nasdaq® Market Operations at (203) 378-0284.

 
View Full Notice PDF 31 KB