|
| FINRA Rules | Notices | Rule Filings | Member Alerts | Publications & Guidance | Issue Center | Compliance Tools |
|
|
 |
 |
|
 |
|
|
|
|
| |||||||
Notices
|
New Rate for Fees Paid under Section 31 of the Exchange ActExecutive SummaryThe SEC’s regular appropriation has been enacted and, effective January 25, 2008, the Section 31 rate applicable to securities transactions will decrease from $15.30 per million to $11.00 per million dollars.
|
||||||||||||||
| |||||||||||||||
