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NASD Member Updates
| NASD published Member Updates on an ad hoc basis to provide members with timely and practical information on a variety of topics, including information about new and amended rules, common compliance issues, revised regulatory-program requirements, and current corporate news. Through Member Updates, NASD strove to provide helpful educational information that member firms and others in the industry could review and circulate within a firm for general information or awareness.
These individual articles replaced the Regulatory & Compliance Alert and were published as needed. This information is currently circulated in FINRA Regulatory Notices.
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