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SR-NASD-1998-069 |
Amendment to Interpretive Material Regarding Mutual Fund Breakpoint Sales
NASDR has filed with the SEC a proposed rule change to Interpretive Memorandum 2830-1 of the NASD regarding mutual fund breakpoint sales to clarify its application to modern portfolio investment strategies.
| Text of Proposed Rule Change PDF 32 KB |
| Extension Letter No. 1 PDF 3 KB |
| Extension Letter No. 2 PDF 3 KB |
| Federal Register Notice PDF 20 KB |
| Approval Order PDF 21 KB |
