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SR-NASD-1998-064

Arbitrator List Selection Method for Intra-Industry Disputes

NASDR has filed with the SEC a proposed rule change to amend Rules 10202, 10203, and 10308 of the NASD to extend the previously proposed arbitrator list selection method to intra-industry disputes.
 
Text of Proposed Rule Change PDF 54 KB
Amendment No. 1 to Proposed Rule Change PDF 37 KB
Amendment No. 2 to Proposed Rule Change PDF 37 KB
Approval Order PDF 93 KB