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SR-NASD-1998-033 |
Exemption From Fidelity Bonding Requirement
NASDR has filed with the SEC a proposed rule change to amend Rule 3020 of the National Association of Securities Dealers, Inc. to grant to the staff authority to adjust the fidelity bond required of a member in certain circumstances upon a showing of good cause, either conditionally or unconditionally.| Text of Proposed Rule Change PDF 38 KB |
| Amendment No. 1 to Proposed Rule Change PDF 23 KB |
| Federal Register Notice PDF 20 KB |
| Approval Order PDF 21 KB |
