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SR-NASD-1998-031 |
Supervision of Correspondence
NASDR has filed with the SEC a proposed rule change to National Association of Securities Dealers, Inc. Rules 3010 and 3110 to implement the effective date of recently-approved amendments to these rules. The amendments allow firms to develop flexible procedure for the review of correspondence with the public.| Text of Proposed Rule Change PDF 42 KB |
| Approval Order PDF 28 KB |
