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SR-NASD-1998-029 |
Proposed Rule Relating to Standards for Individual Correspondence
NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to require that written or electronic communications prepared for a single customer be subject to the general standards and those specific standards of Rule 2210 that prohibit misleading statements.| Text of Proposed Rule Change PDF 118 KB |
| Amendment No. 1 to Proposed Rule Change PDF 3 KB |
| Amendment No. 2 to Proposed Rule Change PDF 8 KB |
| Federal Register Notice PDF 53 KB |
| PDF 12 KB |
| Approval Order PDF 27 KB |
