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SR-NASD-1998-076 |
Change of Effective Date for SR-NASD-98-29-Amendments Relating to Standards for Individual Correspondence
NASDR has filed with the SEC a proposed rule change to change the effective date of SR-NASD 98-29, which amended Rule 2210 of the Conduct Rules of the NASD to require that written or electronic communications prepared for a single customer be subject to the general standards and those specific standards of Rule 2210 that prohibit misleading statements.| Text of Proposed Rule Change PDF 16 KB |
| Approval Order PDF 12 KB |
