 |
| |
SR-NASD-1998-028 |
Proposed Rule Relating to Research Reports Approved by NYSE Supervisory Analysts
NASDR has filed with the SEC a proposed rule change to Rule 2210 of the Conduct Rules of the National Association of Securities Dealers, Inc. to permit the approval of research reports by a supervisory analyst of the New York Stock Exchange to satisfy NASD requirements that research reports be approved by a registered principal.
| Text of Proposed Rule Change PDF 38 KB |
| Amendment No. 1 to Proposed Rule Change PDF 39 KB |
| Federal Register Notice PDF 19 KB |
| Approval Order PDF 21 KB |
