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Printer-Friendly SR-NASD-1998-020

Proposed Rule Change to Rule 11860 to Permit Members to Use the Facilities of a Qualified Electronic Vendor for Electronic Confirmation and Affirmation of Depository Eligible Transactions

NASDR has filed with the SEC a proposed rule change to Rule 11860 of the Uniform Practice Code of the National Association of Securities Dealers, Inc. to permit members to use the facilities of a Qualified Electronic Vendor for electronic confirmation and affirmation of depository eligible transactions.

Text of Proposed Rule Change PDF 55 KB

Amendment No. 1 to Proposed Rule Change PDF 31 KB

Amendment No. 2 to Proposed Rule Change PDF 9 KB

Federal Register Notice PDF 33 KB

Federal Register Notice - Extension of Comment Period PDF 19 KB

Approval Order PDF 29 KB