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SR-NASD-1999-060 |
Proposed Rule 2790, Trading in Hot Equity Offerings
NASDR has filed with the SEC a proposed rule change to create Rule 2790, Trading in Hot Equity Offerings, to replace the Free-Riding and Withholding Interpretation, IM-2110-1. In addition, there are a number of technical amendments to other NASD rules that refer to IM-2110-1.
| Text of Proposed Rule Change PDF 116 KB |
| Amendment No. 1 to Proposed Rule Change PDF 6 KB |
| Extension Letter PDF 3 KB |
| Extension No. 2 PDF 5 KB |
| Federal Register Notice PDF 146 KB |
| Amendment No. 2 to Proposed Rule Change PDF 160 KB |
| Amendment No. 2 to Proposed Rule Change - "Redline" version PDF 32 KB |
| Federal Register Notice of Filing of Amendment No. 2 PDF 173 KB |
| Third Extension Letter PDF 5 KB |
| Amendment No. 3 to Proposed Rule Change PDF 68 KB |
| Amendment No. 4 to Proposed Rule Change PDF 47 KB |
| Federal Register Notice of Filing of Amendments No. 3 and No. 4 PDF 58 KB |
| Amendment No. 5 to Proposed Rule Change PDF 80 KB |
| Approval Order PDF 140 KB |
