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SR-NASD-1999-042 |
Proposed Rule Change Relating to Performance Fee Arrangements
NASDR has filed with the SEC a proposed rule change to amend Rule 2330(f)(2) of the NASD in order to make it consistent with recent amendments by the SEC to Rule 205-3 of the Investment Advisers Act of 1940 ("Rule 205-3").
| Text of Proposed Rule Change PDF 28 KB |
| Federal Register Notice PDF 126 KB |
| Amendment No. 1 to Proposed Rule Change PDF 10 KB |
| Approval Order PDF 39 KB |
