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SR-NASD-1999-021 |
Creation of a Separate Subsidiary to Administer Dispute Resolution Programs
NASDR has filed with the SEC a proposed rule change to create a dispute resolution subsidiary, NASD Dispute Resolution, Inc. ("NASD Dispute Resolution"), to handle dispute resolution programs; to adopt by-laws for such subsidiary; and to make conforming amendments to the Delegation Plan, the NASD Regulation By-Laws, and the Rules of the Association.
| Text of Proposed Rule Change PDF 242 KB |
| Federal Register Notice PDF 86 KB |
| Correction to Federal Register Notice PDF 8 KB |
| Extension Letter PDF 3 KB |
| Extension No. 2 PDF 3 KB |
| Response to Comments PDF 27 KB |
| Approval Order PDF 36 KB |
