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SR-NASD-1999-019

Amendments to IM-10100 to Facilitate Use of Non-SRO Arbitration Forums

NASDR has filed with the SEC a proposed rule change that was effective on filing, to amend the Code of Arbitration Procedure to facilitate use of dispute resolution programs offered by providers other than self-regulatory organizations. The change became operative on May 17, 1999.

 
Text of Proposed Rule Change PDF 39 KB
Approval Order PDF 28 KB