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SR-NASD-1999-007

Development of a Discovery Guide

NASDR has filed with the SEC a proposed Discovery Guide for use in NASD arbitration proceedings to improve the discovery process in NASD-sponsored securities arbitrations.

 
View PDF 182 KB
Amendment No. 1 to Proposed Rule Change PDF 107 KB
Amendment No. 2 to Proposed Rule Change PDF 121 KB
 PDF 64 KB
Extension Letter PDF 3 KB
Extension No. 2 PDF 4 KB
Third Extension Letter PDF 3 KB
Approval Order PDF 55 KB