SR-NASD-2000-042

Recording and Reporting Requirements for Certain Quotation Data

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to add new Rule 6630 to require members to record and maintain their quotations displayed in certain automated, inter-dealer quotation systems, such as the Electronic Pink Sheets, and to report such data to NASD Regulation upon request.
Text of Proposed Rule Change (PDF 44 KB)
Federal Register Notice (PDF 131 KB)
Response to Comments and Amendment No. 1 (PDF 23 KB)
Statement Requested by Securities and Exchange Commission (PDF 8 KB)
Amendment No. 2 to Proposed Rule Change (PDF 14 KB)
Amendment No. 3 to Proposed Rule Change (PDF 6 KB)
Approval Order (PDF 52 KB)