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SR-NASD-2000-025 |
Extension of Time to Pass Series 55 Examination, Equity Trader
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 1032(f) to change the date by which certain registered representatives who trade equity securities in the Nasdaq Stock Market and/or over-the-counter must pass the Series 55 Examination.| Text of Proposed Rule Change PDF 28 KB |
| Approval Order PDF 127 KB |
