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SR-NASD-2000-005 |
Release of Disciplinary Information
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to amend NASD IM-8310-2 to provide for the publication of all final, litigated decisions issued by the Office of Hearing Officers, the National Adjudicatory Council and the NASD Board, regardless of sanctions imposed.| Text of Proposed Rule Change PDF 28 KB |
| Federal Register Notice PDF 126 KB |
| Approval Order PDF 118 KB |
