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SR-NASD-2000-034

Amendments to Rules 10308 and 10312 Concerning the Authority of the Director of Arbitration to Remove Arbitrators for Cause

The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rules 10308 and 10312 to provide authority for the Director of Arbitration to remove arbitrators for cause after hearings have begun.
 
Text of Proposed Rule Change PDF 57 KB
Amendment No. 1 to Proposed Rule Change PDF 44 KB
Federal Register Notice PDF 132 KB
Approval Order PDF 122 KB