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SR-NASD-2000-033 |
Amendment to NASD Rule 3340 to Prohibit Publication of Quotations in a Security
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Rule 3340 to prohibit the publication of quotations by members for a security during a trading halt.| Text of Proposed Rule Change PDF 24 KB |
| Amendment No. 1 to Proposed Rule Change PDF 21 KB |
| Federal Register Notice PDF 126 KB |
| Amendment No. 2 and Response to Comments PDF 11 KB |
| Approval Order PDF 47 KB |
