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SR-NASD-2002-110 |
Proposed Registration Category for Proctors of In-Firm Delivery of the Regulatory Element
NASD has filed with the SEC a proposed rule change to establish NASD Rule 1043, a new registration category for proctors of in-firm delivery of the Regulatory Element of NASD’s continuing education requirements.| Text of proposed rule change PDF 29 KB |
| Federal Register Notice PDF 40 KB |
| Approval Order PDF 36 KB |
