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SR-NASD-2002-003 |
Amendment to Relieve Registered Representatives Serving in Armed Forces from Continuing Education Requirements
NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD IM-1000-2 to codify the staff's position regarding the relief from Rule 1120, Continuing Education Requirements, for securities industry professionals who volunteer or are called into active military duty.| Text of Proposed Rule Change PDF 26 KB |
| Approval Order PDF 46 KB |
