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SR-NASD-2002-100

Proposed Rule Change to Section 4 of Schedule A to the NASD By-Laws

NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws by establishing a late fee to be assessed against NASD members that fail timely to pay their yearly renewal fees to the Central Registration Depository.
 
Text of Proposed Rule Change PDF 31 KB
Amendment No. 1 to Proposed Rule Change PDF 6 KB
Approval Order PDF 41 KB