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SR-NASD-2002-049 |
Revisions to Series 82 Examination Program
NASD has filed with the SEC revisions to the examination specifications and study outline for the Limited Representative—Private Securities Offerings (Series 82) examination program. The proposed revisions update the material to reflect changes to the laws, rules, and regulations covered by the examination and to reflect more accurately the duties and responsibilities of a private securities offerings representative.| Text of Proposed Rule Change PDF 31 KB |
| Approval Order PDF 41 KB |
