SR-NASD-2002-012
Proposed Rule Change to Subordination Agreement Requirements
NASD Regulation, Inc., has filed with the SEC a proposed rule change to require, as part of a subordination agreement, the execution of a Subordination Agreement Investor Disclosure Document ("Disclosure Document").
| Text of Proposed Rule Change | (PDF 41 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 43 KB) |
| Federal Register Notice | (PDF 52 KB) |
| Approval Order | (PDF 35 KB) |
