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SR-NASD-2002-002 |
NASD Regulation, Inc., has filed with the SEC a proposed rule change to amend NASD Code of Procedure Rule 9522(e)(2) to expressly describe those instances in which the Department of Member Regulation may approve an MC-400 application for relief from NASD eligibility requirements.
| Text of Proposed Rule Change PDF 27 KB |
| Amendment No. 1 to Proposed Rule Change PDF 8 KB |
| Approval Order PDF 40 KB |
