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SR-NASD-2002-168 |
Proposed Rule 2130 Governing Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)
NASD has filed with the SEC a proposed rule change to adopt Rule 2130 governing the expungement of customer dispute information from the Central Registration Depository (CRD® or CRD system) and various internal guidelines to be adopted by NASD regarding the handling of requests to expunge customer dispute information from the CRD system.| Text of proposed rule change PDF 63 KB |
| Amendment No. 1 to Proposed Rule Change PDF 40 KB |
| Federal Register Notice PDF 55 KB |
| Amendment No. 2 to Proposed Rule Change PDF 29 KB |
| Approval Order PDF 66 KB |
