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SR-NASD-2002-070 |
Proposed Amendments to NASD Rules Regarding Replacement Hearing Officers' Authority to Participate in Hearing Panel Decisions
NASD has filed with the SEC a proposed rule change to amend NASD Rules 9231 and 9233 to clarify a replacement Hearing Officer’s authority when he or she is appointed after a hearing has begun or been concluded.
| Text of proposed rule change PDF 42 KB |
| Approval Order PDF 46 KB |
