 |
| |
SR-NASD-2002-108 |
Business Continuity Plans and Emergency Contact Information
NASD has filed with the SEC a proposed rule change to require members to create and maintain business continuity plans to use in the event of a significant business disruption. In addition, the proposed rule change would require members to supply NASD with specified information to be used by NASD in the event of future significant business disruptions.| Text of Proposed Rule Change PDF 67 KB |
| Federal Register Notice PDF 50 KB |
| Amendment No. 1 and Response to Comments PDF 28 KB |
| Amendment No. 2 to Proposed Rule Change PDF 15 KB |
| Amendment No. 3 to Proposed Rule Change PDF 39 KB |
| Federal Register Notice of Filing of Amendment Nos. 1, 2, and 3 PDF 50 KB |
| Amendment No. 4 and Response to Comments PDF 61 KB |
| Amendment No. 5 to Proposed Rule Change PDF 10 KB |
| Federal Register Notice of Filing of Amendment Nos. 4 and 5 PDF 60 KB |
| Amendment No. 6 and Response to Comments PDF 26 KB |
| Amendment No. 7 to Proposed Rule Change PDF 10 KB |
| Amendment No. 8 to Proposed Rule Change PDF 12 KB |
| Approval Order PDF 76 KB |
