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SR-NASD-2003-092 |
Borrowing From Or Lending To Customers
NASD has filed with the SEC a proposed rule change to adopt NASD Rule 2370 to govern lending arrangements between registered persons and customers. SR-NASD-2003-92 replaces, in its entirety, File No. SR-NASD-2003-90.
| Text of Proposed Rule Change PDF 33 KB |
| Federal Register Notice PDF 44 KB |
| Response to Comments and Extension Letter PDF 10 KB |
| Approval Order PDF 39 KB |
| Correction PDF 14 KB |
