NASD has filed with the SEC proposed NASD Rule 2712 to prohibit certain abuses in the allocation and distribution of shares in initial public offerings ("IPOs").
| Text of Proposed Rule Change | (PDF 56 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 56 KB) |
| Amendment No. 2 to Proposed Rule Change | (PDF 153 KB) |
| Federal Register Notice | (PDF 106 KB) |
| Extension | (PDF 20 KB) |
| Extension No. 2 | (PDF 78 KB) |
| Extension No. 3 | (PDF 20 KB) |
| Extension No. 4 | (PDF 20 KB) |
| Extension No. 5 | (PDF 20 KB) |
| Extension No. 6 | (PDF 20 KB) |
| Extension No. 7 | (PDF 20 KB) |
| Extension No. 8 | (PDF 20 KB) |
| Extension No. 9 | (PDF 20 KB) |
| Extension No. 10 | (PDF 20 KB) |
