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SR-NASD-2003-164 |
Three-Day Adjournment Rule
NASD has filed with the SEC a proposed rule change to amend NASD IM-10104, Rule 10306, and Rule 10319 of the NASD Code of Arbitration Procedure to impose a fee on parties of $100 per arbitrator and to compensate arbitrators in the event a hearing is adjourned within three business days before a scheduled hearing session.| Approval Order PDF 58 KB |
| Text of proposed rule change PDF 44 KB |
| Amendment No. 1 to Proposed Rule Change PDF 31 KB |
| Amendment No. 2 to Proposed Rule Change PDF 29 KB |
| Federal Register Notice PDF 63 KB |
