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SR-NASD-2004-045 |
Proposed Amendments to Require Market Order Protection
NASD has filed with the SEC a proposed rule change to prohibit a member from trading ahead of a customer market order and to require the crossing of customer market orders, if the customer market order has not been executed fully and promptly.| Text of Proposed Rule Change PDF 50 KB |
| Amendment No. 1 to Proposed Rule Change PDF 96 KB |
| Federal Register Notice PDF 70 KB |
| Extension No. 1 PDF 20 KB |
| Amendment No. 2 to Proposed Rule Change PDF 232 KB |
| Approval Order PDF 66 KB |
