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SR-NASD-2004-049

Series 86/87 Examination and Development Fees

NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A of the NASD By-Laws to establish the examination fee for the new Research Analyst Qualification Examination (“Series 86/87”) program. The proposed rule change also sets forth a pass-through development fee for the Series 86 and Series 87 examinations, which is to be paid to the New York Stock Exchange (“NYSE”).
 
Text of Proposed Rule Change PDF 34 KB
Extension of Implementation Date PDF 6 KB
Notice of Filing and Immediate Effectiveness PDF 59 KB