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SR-NASD-2004-017 |
Series 86/87 Examination Program
NASD has filed with the SEC for immediate effectiveness a proposed rule change relating to the new Research Analyst Qualification Examination (Series 86/87) program. The Series 86/87 examination program is proposed in connection with NASD Rule 1050, which requires all persons associated with a member who function as research analysts to register with NASD and to pass a qualification examination for research analysts specified by NASD.| Text of Proposed Rule Change PDF 83 KB |
| Notice of Filing and Immediate Effectiveness PDF 46 KB |
