 |
| |
SR-NASD-2004-005 |
Proposed Rule Change to Amend NASD Rule 2370
NASD has filed with the SEC a proposed rule change to amend Rule 2370 to exempt certain types of permissible lending arrangements from the rule's notice and approval requirements and also to indicate that the scope of the rule is limited to lending arrangements between registered persons and their customers, rather than any customer of the firm.| Text of Proposed Rule Change PDF 39 KB |
| Federal Register Notice PDF 45 KB |
| Approval Order PDF 41 KB |
