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SR-NASD-2004-089 |
Proposed Amendments to Require Price Improvement to Limit Orders in Certain Circumstances
NASD has filed with the SEC a proposed rule change to require members to provide price improvement to customer limit orders in certain circumstances and to expand the application of IM-2110-2 to exchange-listed securities.
| Text of Proposed Rule Change PDF 140 KB |
| Federal Register Notice PDF 66 KB |
| Extension No. 1 PDF 20 KB |
| Approval Order PDF 60 KB |
