NASD has filed with the SEC a proposed rule change to amend Rule 1120 to eliminate all exemptions from the requirement to complete the Regulatory Element of the Continuing Education ("CE") Program.
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| Text of Proposed Rule Change | (PDF 85 KB) |
| Amendment No. 1 to Proposed Rule Change | (PDF 60 KB) |
| Federal Register Notice | (PDF 69 KB) |
