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SR-NASD-2004-110 |
Amendments to NASD, NASD Regulation, and NASD Dispute Resolution By-Laws Relating to Divestiture of American Stock Exchange
NASD has filed with the SEC a proposed rule change to: amend the NASD By-Laws to reflect NASD's divestiture of its ownership interest in the American Stock Exchange ("Amex"); make conforming changes to the By-laws of NASD Regulation, Inc. ("NASD Regulation") and NASD Dispute Resolution, Inc. ("Dispute Resolution"); and terminate certain undertakings into which NASD entered in 1998, when it acquired Amex.
These documents are available as PDF (Portable Document Format) files. If you do not have the Adobe® Acrobat Reader to view PDF files, please click here to download the free plug-in. Note: Page numbering may vary from that shown on the copy filed with the SEC.
| Text of Proposed Rule Change PDF 139 KB |
| Amendment No. 1 to Proposed Rule Change PDF 145 KB |
| Amendment No. 2 to Proposed Rule Change PDF 146 KB |
| Amendment No. 3 to Proposed Rule Change PDF 110 KB |
| Approval Order PDF 57 KB |
