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SR-NASD-2004-130 |
Amendments to Rule 2320(g) and Rule 3110(b)(2) Relating to Foreign Securities
NASD has filed with the SEC a proposed rule change to amend Rule 2320(g) (the "Three Quote Rule") and the corresponding recordkeeping requirements under Rule 3110(b)(2) to exclude from the Three Quote Rule's coverage transactions in foreign securities of a foreign issuer that is a part of the FTSE World Index Series.| Text of Proposed Rule Change PDF 116 KB |
| Amendment No. 1 to Proposed Rule Change PDF 103 KB |
| Amendment No. 2 to Proposed Rule Change PDF 105 KB |
| Federal Register Notice PDF 66 KB |
| Amendment No. 3 to Proposed Rule Change PDF 39 KB |
| Approval Order PDF 67 KB |
