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SR-NASD-2004-115 |
Amendments to Reduce the Fee for the Regulatory Element of Continuing Education Program
NASD has filed with the SEC a proposed rule change to amend Section 4 of Schedule A to the NASD By-Laws to reduce fees for the Regulatory Element of the continuing education requirements of Rule 1120.| Text of Proposed Rule Change PDF 63 KB |
| Approval Order PDF 60 KB |
