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SR-NASD-2004-153 |
Options Position Limits - Exemption for OTC Derivatives Dealers
NASD has filed with the SEC a proposed rule change to amend Rule 2860 to provide an exemption from stock options position limits for OTC Derivatives Dealers provided that certain conditions have been satisfied.
| Text of Proposed Rule Change PDF 79 KB |
| Approval Order PDF 79 KB |
