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SR-NASD-2004-136

Treatment of Commodity Pool Trail Commissions under Rule 2810

NASD has filed with the SEC a proposed rule change to delay the implementation date of Notice to Members 04-50 ("NtM 04-50") until October 12, 2004.
 
Text of proposed rule change PDF 46 KB
Notice of Filing and Immediate Effectiveness PDF 59 KB
Response to Extension Filing PDF 14 KB